Podcast Category: Funds
In September 2013, SEC rulemaking changes went into effect that lift the longstanding ban on solicitation and advertising by hedge funds, startups, and venture capitalists raising money for private offerings. The new rules, however, raise practical issues.
Compliance Week spoke to Edward T. Dartley and Gregory J. Nowak, Pepper Hamilton attorneys with the firm's Investment Funds Industry Group, about the nuts and bolts issues issuers must consider, among them new data privacy concerns and document retention and destruction policies.
Listen to the podcast. (11 min., 5 MB)