Investment Management Update: Regulatory and Enforcement Update
Gregory J. Nowak, a partner and practice leader for hedge funds in Pepper Hamilton’s Funds Services Practice Group, hosts a monthly webinar series for West LegalEdcenter.
This month, Mr. Nowak is joined by Pepper attorneys Jay A. Dubow, Richard J. Zack and Cassandre L. Juste to provide an SEC, FINRA and DOJ regulatory and enforcement update.
This podcast is a recording of their presentation.
Download a copy of the PowerPoint presentation.
Download a transcript of the podcast.