Clients look to Terrance for practical advice on the day-to-day management of mutual funds and other investment vehicles.
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Terrance advises registered investment companies, investment advisers, hedge funds, broker-dealers, and other financial services industry firms, bringing industry experience and a practical approach to addressing their ongoing management needs. He has been involved in the investment industry for more than 25 years and is well-versed in all applications of the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
Beyond his practice advising clients on the day-to-day management of mutual funds and their various service providers, Terrance also has extensive experience with the ongoing representation of several mutual fund complexes. In addition, Terrance advises clients on the organization and registration of registered broker-dealers and investment advisers, and the creation and offering of various unregistered investment products, such as hedge funds and other private investment vehicles.
Articles + Publications
04.09.24
Securities Investigations and Enforcement Newsletter — April 2024
Articles + Publications
02.01.24
Investment Management Update - Q4 2023
Articles + Publications
01.23.24
SEC Releases New Guidance on Tailored Shareholder Reports
Articles + Publications
December 2022
Investment Management Update - December 2022
Articles + Publications
10.27.22
SEC Adopts Modernized Framework for Open-End Fund Shareholder Reports and Disclosures
Articles + Publications
07.13.22
Securities Investigations and Enforcement Newsletter - July 2022