POWER OF INTELLIGENCE

Insight Center: Webinars

PLI's Storming the Gatekeepers Program, 'The Responsibilities of In-House Counsel and Compliance Personnel'

Speaker: Jay A. Dubow

9/05/2018
9:00 AM-5:00 PM (ET)
PLI's Storming the Gatekeepers Program, 'The Responsibilities of In-House Counsel and Compliance Personnel'

Live in New York and live webcast available.

Jay A. Dubow, a partner with Pepper Hamilton, a member of the firm’s White Collar Litigation and Investigations Practice Group and a co-chair of the Securities and Financial Services Enforcement Group, will be speaking at the Practising Law Institute's program "Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk." Mr. Dubow will be participating on the 9:15–10:45 AM panel titled "The Responsibilities of In-House Counsel and Compliance Personnel."

Key topics include:

  • What are the types of "red flags" that should prompt gatekeepers to take action?
  • What does the government expect from in-house counsel and compliance personnel when they are exposed to "red flags?"
  • What are the risks to in-house counsel and compliance personnel whose responses are viewed as inadequate?
  • How can compliance and legal teams minimize their own liability and protect their employers at the same time?
  • What can and should management do to supervise compliance and legal functions?
  • What lessons can be learned from recent government cases?

CLE credit available.

Location

The Roosevelt Hotel
45 E. 45th Street
New York, NY 10017

Registration

$1,850

Data protection laws have changed, so we have revised our Privacy Policy.

CLOSE