Investment Management Roundtable: November 2019
SEC, FINRA and DOJ Regulatory and Enforcement Update
Presented by West LegalEdcenter
Join Gregory J. Nowak, a partner and practice leader for hedge funds in Pepper Hamilton’s Funds Services Practice Group, for a series of candid, interactive discussions on what is going on now in the investment management world, including issues that affect private funds and their managers.
This month, Mr. Nowak will be joined by Pepper attorneys Jay A. Dubow and Christopher M. Trueax to provide an SEC, FINRA and DOJ regulatory and enforcement update.
CLE credit available.