The Guide to Private Equity Regulatory Compliance
In this post financial crisis regulatory environment, private equity groups still struggle to stay on top of the latest compliance best practices. It’s a real challenge to navigate the complicated and often unclear Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 − not to mention a slew of federal security laws.
Christopher A. Rossi, a partner and co-leader of Pepper Hamilton’s SBIC practice, recently authored a chapter on SBIC’s for Thompson's new Guide to Private Equity Regulatory Compliance, published in partnership with the Association for Corporate Growth (ACG). ACG hosted a webinar on topics raised in this publication for private equity firms and Mr. Rossi joined the panel.
The Guide to Private Equity Regulatory Compliance from Association for Corporate Growth on Vimeo.