Insight Center: Events

Pepper Hamilton Sponsoring PEI Private Fund Compliance Forum 2019

Speaker: P. Thao Le

May 15-16, 2019
Pepper Hamilton Sponsoring PEI Private Fund Compliance Forum 2019

Pepper Hamilton is a proud supporter of the PEI Private Fund Compliance Forum 2019. The Forum is an established industry resource for compliance professionals to gain practical insights and best practices from leading compliance professionals. With a rich history of breaking critical industry information, notably the Spreading Sunshine in Private Equity speech, private fund compliance professionals make this the one event they must attend annually. Now entering its tenth year, the Private Fund Compliance Forum remains an essential resource for chief compliance officers and general counsels to convene for access to crucial regulatory and compliance program updates.

P. Thao Le, a partner in the Corporate and Securities Practice Group of the Commercial Department of Pepper Hamilton, will be joining a 2:25 PM Breakout Series II panel discussion on Wednesday, May 15, "Creating and Reviewing Marketing Materials." Panelists will discuss:

  • What do you define as marketing materials?
  • Establishing an approach to marketing materials: type of materials, process, etc.
  • Production and storage of marketing materials
  • Determining who reviews your marketing materials: legal, compliance, external source, CFOs, etc.
  • Ensuring marketers are only using approved documents

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