SEC, FINRA and DOJ Regulatory and Enforcement Update: What’s Happening With Investment Management and Private Funds
Beer, wine and hors d'oeuvres will be served.
Join your host, Pepper partner Gregory J. Nowak, for a series of candid, interactive discussions on what is going on now in the investment management world, including issues that affect private funds and their managers.
This month, Mr. Nowak will be joined by Pepper attorneys Jay A. Dubow and Christopher M. Trueax to provide an SEC, FINRA and DOJ regulatory and enforcement update.
If you've attended previous Pepper events, make sure to spread the word to your colleagues. We encourage you to bring a friend from the industry!
Location
Pepper Hamilton LLP
The New York Times Building
620 Eighth Avenue - 37th Floor
New York, NY 10018
Registration
There is no cost to attend.
Contact Kim MacAlister at 215.981.4249 or macalisterk@pepperlaw.com with any questions.