Beer, wine and hors d'oeuvres will be served.
Join your host, Pepper Hamilton partner Gregory J. Nowak, for another thought-provoking and informative discussion on issues affecting funds and investment managers.
In October 2016, the SEC issued its final Investment Company Reporting Modernization rules with a 597-page release. Although the registered investment company industry is well acquainted with sweeping regulatory changes, these new rules pose unique reporting challenges for all registered funds and their service providers.
This month, Mr. Nowak will be joined by Pepper partner John P. Falco and
Jay Nusblatt, managing director at
Donnelley Financial Solutions, for a discussion tailored for registered funds and mutual funds that are subject to the new reporting requirements. The panelists will discuss their joint white paper regarding the recent rules
and practical tips and strategies for preparing to comply with the new requirements.
If you've attended previous Pepper events, make sure to spread the word to your colleagues. We encourage you to bring a friend from the industry!