|
Target
|
Electrical Components and Connectors
|
Defense of hostile tender offer followed by merger with friendly party
|
$11.8 billion
|
Credit Suisse First Boston
|
|
Purchaser
|
Real Estate
|
Execution of merger agreement pursuant to acquisition of a real estate investment
trust
|
$3.3 billion
|
None
|
|
Purchaser
|
Banking
|
Acquisition of assets of bank assets in Pennsylvania, New Jersey and Delaware
|
$2.1 billion
|
None
|
|
Merger
|
Electronics
|
Merger of two electronic companies
|
$1.7 billion
|
None
|
|
Seller
|
Banking
|
Sale of Nasdaq-listed bank to the U.S. subsidiary of a European bank holding company
|
$1.3 billion
|
Morgan Stanley; Merrill Lynch
|
|
Purchaser
|
Medical Products
|
Merger of London Stock Exchange company with second LSE company having significant
US assets and shareholders
|
£1.43 Billion
|
N.M. Rothschild& Sons
|
|
Target
|
Medical Services
|
Tender offer for 60 percent of the outstanding stock of a Nasdaq-listed company
|
$1.2 billion
|
UBS Warburg; Goldman Sachs
|
|
Purchaser
|
Apparel
|
Tender offer for publicly-traded company
|
$1 billion
|
Goldman Sachs
|
|
Purchaser
|
Chemical
|
Acquisition of stock of formerly publicly traded chemical company taken over by
Japanese investors in tender offer
|
$900 million
|
None
|
|
Seller
|
Chemicals
|
Acquisition of chemical company
|
$813 million
|
Credit Suisse First Boston
|
|
Purchaser
|
Real Estate
|
Acquisition of east coast real estate organization
|
$600 million
|
Bear Sterns & Co.; Lehman Brothers
|
|
Target
|
Information Technology
|
Cash merger
|
$584 million
|
C.E. Unterberg, Towbin, Think Equity Partners
|
|
Seller
|
Automotive
|
Tender offer for a Nasdaq-listed company
|
$550 million
|
Goldman Sachs
|
|
Purchaser
|
Global Drilling Services
|
Acquisition of company headquartered in Utah
|
$550 million
|
UBS Warburg
|
|
Seller
|
Environmental Consulting Services
|
Acquisition of a UK-based provider of environmental consulting services
|
$535 million
|
None
|
|
Seller
|
Pharmaceutical
|
Represented a leading manufacturer of insulin pumps and related technologies
|
$518 million
|
None
|
|
Target
|
Financial Services
|
Cash/Stock acquisition
|
$500 million
|
Credit Suisse First Boston; Lehman Bothers; Morgan Stanley
|
|
Purchaser
|
Household Products
|
Series of acquisitions of privately-held manufacturing companies for a NYSE-listed
company
|
$500 million
|
None
|
|
Target
|
Staffing
|
Exchange tender offer, in which shareholders will receive shares from purchasing
company
|
$488 million
|
None
|
|
Target
|
Software Developers
|
Stock for stock merger
|
$475 million
|
Deutsch Bank Alex Brown
|
|
Seller
|
Aluminum Products
|
Sale of stock of privately-held S Corporation to NYSE-listed competitor
|
$450 million
|
Bowles, Hollowell; James Wolfenson
|
|
Target
|
Automotive Products
|
Cash merger
|
$440 million
|
UBS Securities LLC
|
|
Purchaser
|
Industrial Chemical Products
|
Represented an industrial chemical company in connection with its acquisition of all the business of an environmental technologies corporation. The deal closed on June 24, 2011.
|
$419.5 million
|
None
|
|
Seller
|
Computer Services
|
Sale of stock for cash
|
$415 million
|
Janney Montgomery Scott
|
|
Seller
|
Food
|
Sale of business
|
$359 million
|
None
|
|
Seller/Licenser
|
Biopharmaceutical
|
Represented a biopharmaceutical company, in an exclusive worldwide licensing agreement for a novel treatment for Type 1 and Type 2 diabetes. The transaction, completed in April 2010
|
$335 million
|
None
|
|
Purchaser
|
Apparel
|
Tender offer for NYSE-listed company
|
$330 million
|
Goldman Sachs
|
|
Seller
|
Retail
|
Reverse triangular merger
|
$320 million
|
None
|
|
Seller
|
Pharmaceutical
|
Represented a privately held pharmaceutical company developing molecular imaging compounds, in its acquisition by a major pharmaceutical company, transaction completed in December 2010. Pepper had represented the client through several rounds of venture capital financing and through much of a proposed IPO before the acquisition was proposed. We then counseled the client through a complex and extremely expedited M&A process involving multiple bidders and intricate milestone provisions. Under the terms of the agreement, the purchaser agreed to an upfront payment of $300 million, with up to $500 million in additional payments contingent upon potential future regulatory and commercial milestones. |
$300 million - $800 million
|
Morgan Stanley; Barclays Capital
|
|
Seller
|
Microchip Developer
|
Management leveraged buyout of Nasdaq-listed company
|
$290 million
|
Pennsylvania Merchant Group
|
|
Seller
|
Food
|
Disposition of infant feeding and private label soup businesses of leading national
food company
|
$268 million
|
None
|
|
Seller
|
Sports Trading Cards; Food
|
Tender offer for Nasdaq-listed company by an NYSE-listed company
|
$265 million
|
Blackstone; Merrill Lynch
|
|
Target
|
Retail
|
Sale of stock of a subsidiary of a Nasdaq-listed company
|
$250 million
|
None
|
|
Seller
|
Banking
|
Sale of a savings and loan to a "super regional" bank holding company
|
$250 million
|
Keefe Bruyette; Alex. Brown
|
|
Seller/Management Group
|
Environmental Services
|
Leveraged recapitalization of 56 majority-owned affiliated companies in 38 countries,
sponsored by private equity fund with management participation
|
$240 Million
|
Close Brothers
|
|
Seller
|
Software Products
|
Sale of all of the outstanding securities of a San Francisco-based, technology-focused
private equity firm
|
$225 million
|
UBS Securities LLC; JP Morgan Securities
|
|
Purchaser
|
Automotive Distribution
|
Leveraged recapitalization of privately-held automotive parts distributor
|
$205 million
|
Brown Brothers; Harriman
|
|
Target
|
Transportation (Trucking)
|
Tender offer for a Nasdaq-listed company
|
$200 million
|
Janney Montgomery Scott Inc.
|
|
Seller
|
Computer Distributor and Reseller
|
Sales of assets of two divisions of a Nasdaq-listed company
|
$200 million
|
Legg Mason
|
|
Purchaser
|
Commercial Explosives
|
Purchase of assets of privately-held company which had been recently spun-off by
Fortune 50 company
|
$200 million
|
None
|
|
Target
|
Textiles
|
Tender offer for Amex-listed company
|
$200 million
|
Goldman Sachs
|
|
Purchaser
|
Petrochemicals
|
Purchase of polypropylene plant and formation of ethylene joint venture to support
long-term supply arrangement of propylene
|
$190 million
|
None
|
|
Purchaser
|
HVAC Distribution
|
Leveraged recapitalization of NYSE-listed company
|
$185 million
|
Schroeders Houlihan Lokey Howard & Zukin Capital
|
|
Purchaser
|
Apparel
|
Purchase of stock of privately-held company
|
$170 million
|
None
|
|
Seller
|
Electronic Payment Technology
|
Cash sale to private equity fund
|
$165 million
|
None
|
|
Seller
|
Electronic Equipment
|
Sale by private equity fund to another private equity fund of electronic systems/software
business
|
$165 Million
|
UBS Warburg
|
|
Purchaser
|
Consumer Electronics
|
Acquisition by private equity fund of manufacturing company
|
$155 Million
|
None
|
|
Investor
|
Software
|
Represented the global leader in core systems software in its merging of a wholly-owned subsidiary of an investment company
|
$152 million
|
None
|
|
Purchaser
|
Molding
|
Acquisition of molding company
|
$150 Million
|
Royal Bank of Scotland
|
|
Purchaser
|
Shipping
|
Acquisition of containerized cargo shipping company
|
$149 million
|
Donaldson, Lufkin & Jenrette
|
|
Purchaser
|
Telecommunications
|
Acquisition by merger of Nasdaq-listed international telecommunications company
|
$140 million
|
BT Alex. Brown; Robinson-Humphrey
|
|
Purchaser
|
Long-Term Care Insurance
|
Acquisition of long term care insurance services company
|
$140 million
|
Merrill Lynch Capital; Northwestern Mutual
|
|
Purchaser
|
Insurance
|
Acquisition of large privately held insurance brokerage firm in U.S.
|
$130 million
|
None
|
|
Purchaser
|
Telecommunications
|
Sale of assets
|
$125 million
|
Goldman, Sachs & Co.
|
|
Purchaser
|
Retail
|
Leveraged recapitalization of 107 separate S Corporations
|
$125 million
|
J.C. Bradford
|
|
Seller
|
Information Technology
|
Merger of a provider of regulatory compliance, loss prevention and revenue generating
solutions with India-based company
|
$122.6 million
|
None
|
|
Seller
|
Pharmaceutical
|
Represented a pharmaceutical company in its acquisition by another pharmaceutical company, which involved an earnout based on clinical development milestones. The transaction was valued at more than $120 million. Pepper had previously represented the client in several rounds of venture financing, regulatory approval of products, acquisition of additional pipeline products, and in an initial public offering before the sale
|
$120 million
|
Banc of America Securities LLC; UBS Securities LLC
|
|
Purchaser
|
Health Care
|
Stock purchase, recapitalization and refinance transaction
|
$117 million
|
Adams, Harness & Hill
|
|
Purchaser
|
Software Products
|
Acquisition of a provider of on-demand talent acquisition software, in a merger
and stock purchase transaction
|
$115 million
|
JMP Securities; Jeffries Broadview
|
|
Purchaser
|
Specialty Footwear
|
Leveraged recapitalization of Florida S corporation
|
$115 million
|
Sperry, Mitchell & Company
|
|
Purchaser
|
Financial Services
|
Merger of two financial institutions
|
$111 million
|
None
|
|
Purchaser
|
Automotive Products
|
Tender offer for Nasdaq-listed company
|
$110 million
|
Lazard Freres
|
|
Target
|
Group Purchasing Organization
|
Cash merger
|
$108 million
|
William Blair & Co.
|
|
Seller
|
Steel Manufacturer
|
Acquisition by tender offer of Nasdaq-listed company
|
$105 million
|
Janney Montgomery Scott
|
|
Purchaser
|
Sports
|
Acquisition of National Hockey League franchise
|
$100 million
|
None
|
|
Purchaser
|
Tool Manufacturer
|
Acquisition of a division of a publicly held company through auction process
|
$100 million
|
Paine Webber
|
|
Seller
|
Commercial Banking
|
Sale of bank branches
|
$93.5 million
|
Danielson Associates, Inc.
|
|
Seller
|
Manufacturer
|
Sale of division to Danish company
|
$90 million
|
None
|
|
Seller
|
Banking
|
Sale of a community-based bank to a North Carolina money-center bank holding company
|
$88 million
|
Berwind Financial
|
|
Purchaser
|
Textiles
|
Leveraged recapitalization with multi-layered financing
|
$85 million
|
First Union
|
|
Purchaser
|
Products for Scrap Bookers and Paper crafts
|
Acquisition of one of the top consumer brands and fastest growing providers of products
for scrap bookers and paper crafting enthusiasts
|
$84.5 million
|
None
|
|
Purchaser
|
Sports
|
Acquisition of National Hockey League franchise
|
$84 million
|
None
|
|
Purchaser
|
Life Sciences
|
Represented a leading technology and service company that provides services to the pharmaceutical, biotechnology and medical device industries to collect, interpret and distribute clinical data for clinical research trials, in its 2010 acquisition of the Germany-based research services division of a provider of respiratory diagnostics devices |
$80 million
|
None
|
|
Seller
|
Transportation
|
Sale of business to trucking corporation
|
$80 million
|
None
|
|
Purchaser
|
Retail
|
Tender offer for Nasdaq-listed company
|
$80 million
|
Morgan Stanley
|
|
Purchaser
|
Health Care
|
Leveraged recapitalization with multi-layered financing
|
$80 million
|
PaineWebber
|
|
Seller
|
Software
|
Sale of stock of Canadian software company to public U.S. software company
|
$80 million
|
Donaldson, Lufkin & Jenrette
|
|
Purchaser
|
Electronics
|
Acquisition of shares
|
$77 million
|
None
|
|
Purchaser
|
Retail
|
Leveraged recapitalization of privately held specialty-retailer chain
|
$75 million
|
Legg Mason
|
|
Purchaser
|
REIT
|
Acquisition of a real estate portfolio by a NYSE-listed Real Estate Investment Trust
in exchange for a combination of REIT Shares and other Securities
|
$75 million
|
Legg Mason
|
|
Seller
|
Software
|
Sale of stock of a speciality software developer to a major software developer
|
$70 million
|
None
|
|
Purchaser
|
Consumer Health and Fitness
|
Acquisition of leading health and fitness marketer by private equity fund
|
$75 million
|
None
|
|
Purchaser
|
Computer Distributor
|
Tender offer for a Nasdaq-listed company
|
$65 million
|
Robinson-Humphrey
|
|
Seller
|
Health Care
|
Sale of stock of a Detroit-based hospital
|
$65 million
|
None
|
|
Purchaser
|
Household Products
|
Leveraged buy-out of two privately-held companies effected through simultaneous
stock and asset purchases
|
$65 million
|
CS First Boston
|
|
Seller
|
Health Care
|
Sale of HMO to publicly traded HMO
|
$60 million
|
Salomon Bros.
|
|
Seller
|
Financial Services
|
Merger of two publicly held Nasdaq-listed companies
|
$60 million
|
Janney Montgomery Scott; Legg Mason
|
|
Purchaser
|
Financial Services
|
Acquisition by merger of a financial institution
|
$58 million
|
None
|
|
Purchaser
|
Health Care (outsourcing)
|
Served as counsel to a leading provider of integrated promotional outsource services to health care companies, with its acquisition of a privately held interactive digital communications agency serving biopharmaceutical companies. The deal closed on November 3, 2010.
|
$55.3 million
($25.3 million cash and $30 million in specified earnouts and integration payments)
|
None
|
|
Seller
|
E-Commerce
|
Sale by offshore investment fund of controlling interest in portfolio company to
Spanish media company
|
$52 million
|
None
|
|
Purchaser
|
Health Care (pharma, biotech, life science)
|
Served as counsel to a leading provider of integrated promotional outsource services to health care companies, with its acquisition of a privately held interactive digital communications agency serving biopharmaceutical companies
|
$50 million
|
None
|
|
Seller
|
Industrial Construction
|
Sale of stock to publicly traded company
|
$50 million
|
Harris Williams & Co.
|
|
Seller
|
Plastics / Electronic Components
|
Sale of stock of two U.S. operating subsidiaries of a London Stock Exchange-listed
company
|
$50 million
|
None
|
|
Purchaser
|
Banking
|
Purchase of a series of community-based banks by a competitor
|
$50 million
|
None
|
|
Purchaser
|
Health Care
|
Leveraged acquisition of privately-held medical transaction service provider by
a Nasdaq-listed health care services provider
|
$50 million
|
None
|
|
Purchaser
|
Engineered Component Products
|
Series of acquisitions of privately-held companies
|
$50 million
|
None
|
|
Purchaser
|
Agricultural Products
|
Purchase by French company of privately-held U.S. yeast producer
|
$50 million
|
None
|
|
Purchaser
|
Health Care
|
Acquisition of a privately held interactive digital communications agency serving biopharmaceutical companies
|
$50 million
|
None
|
|
Purchaser
|
Computer Distributor
|
Stock-for-stock merger of two Nasdaq companies
|
$48 million
|
Robinson-Humphrey
|
|
Seller
|
Communications/ Technology
|
Sale of assets to newly formed subsidiary of vehicle electronics
|
$47.1 million
|
None
|
|
Purchaser
|
Building Products
|
Hostile takeover of public company on behalf of French multi-national
|
$47 million
|
Lehman Brothers
|
|
Purchaser
|
Information Services
|
Roll-up of privately-held document management companies for cash and stock and simultaneous
initial public offering
|
$45 million
|
William Blair
|
|
Seller
|
Telecommunications
|
Sale of privately held cellular telecommunications company
|
$45 million
|
Daniels & Associates
|
|
Purchaser
|
Software
|
Acquisition of shares of Canadian corporation through a merger
|
CN $45.4 million
|
None
|
|
Seller
|
Building Materials
|
Asset sale by privately-held company to NYSE-listed company
|
$43 million
|
None
|
|
Seller
|
Biopharmaceutical
|
Represented a technology company in its sale of substantially all of its assets to two biopharmaceutical companies and in its subsequent dissolution and liquidation
|
$43 million
|
None
|
|
Purchaser
|
Investment Funds
|
Acquisition of investment funds
|
$40 million
|
None
|
|
Seller
|
Electronic Materials
|
Merger of two advanced electronic materials companies
|
$40 million
|
None
|
|
Purchaser
|
Packaging
|
Tender offer for Canadian public company
|
$40 million
|
Burns, Fry
|
|
Seller
|
Transportation
|
Sale of helicopter business
|
$40 million
|
None
|
|
Seller
|
Energy and Utilities
|
Sale of energy and utilities services business
|
$40 million
|
Unterberg Towbin
|
|
Purchaser
|
Health Care
|
Acquisition of membership interests
|
$38 million
|
None
|
|
Purchaser
|
Malt Manufacturer
|
Acquisition of malting plant from privately held Korean conglomerate
|
$37 million
|
None
|
|
Purchaser
|
Life Sciences
|
Acquisition of privately held clinical research organization (CR0)
|
$35 million
|
Smith Barney; Pennsylvania Merchant Group
|
|
Purchaser
|
Medical Products
|
Acquisition of medical device manufacturer by UK-based healthcare company
|
$32 million
|
none
|
|
Investor
|
Biotech
|
Sale of biotech "portfolio company" to a British publicly traded pharmaceutical
company
|
$30 million plus earn out
|
None
|
|
Target
|
Health Care
Management/Software Services
|
Merger of publicly traded provider of care management services to hospitals and
health systems into a publicly traded software and services company, in a two-step
exchange offer/merger
|
$30 million
|
William Blair & Co.
|
|
Seller
|
Underwater Sonar and Video Equipment
|
Sale of subsidiary of client and make of fish finding equipment
|
$28 million
|
None
|
|
Seller/Licenser
|
Pharmaceutical
|
Sale of product license right to a pharmaceutical company through a spin-off and
merger transaction
|
$25 million
|
None
|
|
Seller
|
Banking
|
Sale of stock to multibank holding company
|
$24 million
|
None
|
|
Seller
|
Materials Handling Equipment
|
Sale of stock
|
$23.5 million
|
None
|
|
Seller
|
Software
|
Sale of outstanding securities of privately help company in exchange for common
stock
|
$23.5 million
|
None
|
|
Purchaser
|
Medical Transcription Services
|
Acquisition of outstanding stock
|
$23.5 million
|
None
|
|
Seller
|
Material Handling
|
Sale of substantially all assets of wholly-owned subsidiary
|
$23 million
|
None
|
|
Purchaser
|
Employee Benefits Records Manager
|
Acquisition of employee benefits records manager program
|
$22 million
|
None
|
|
Target
|
Pharmaceuticals
|
Merger/stock deal for cash and stock
|
$20.9 million
|
None
|
|
Purchaser
|
Health Care
|
Purchase of assets managed care services company by Nasdaq-listed insurance company
|
$20 million
|
None
|
|
Purchaser
|
Technology
|
Acquisition by AMEX-listed company of a privately-held company for cash and stock
|
$20 million
|
None
|
|
Purchaser
|
Software
|
Stock-for-stock merger by a Nasdaq company of a privately-held applications software
developer
|
$20 million
|
None
|
|
Purchaser
|
Pharmaceuticals
|
Purchase of biotechnology division of international pharmaceutical company
|
$20 million
|
None
|
|
Purchaser
|
Telecommunications
|
Purchase of stock of privately-held Australian telecommunications company for cash
and securities
|
$20 million
|
None
|
|
Seller
|
Consumer Healthcare
|
Sale of South American consumer healthcare business by UK healthcare company to
US pharmaceutical company
|
$20 million
|
None
|
|
Seller
|
Professional Merchandising Services
|
Structured stock purchase agreement
|
$20 million
|
Cobblestone Advisors
|
|
Purchaser
|
Manufacturing
|
Acquisition of stock and warrants to purchase additional shares of stock from maternity
fashions manufacturer
|
$19.5 million
|
None
|
|
Purchaser
|
Food & Beverages
|
Acquisition by merger of a division of a major beverage conglomerate
|
$18 million
|
None
|
|
Purchaser
|
Life Sciences
|
Acquisiton of Nasdaq-listed CRO
|
$18 million
|
Vector Securities; Pennsylvania Merchant Group
|
|
Purchaser
|
Food & Beverages
|
Purchase of the assets of a privately-held soft drink bottling company
|
$17.5 million
|
None
|
|
Purchaser
|
Software
|
Acquisition of assets of student information systems business
|
$17 million
|
None
|
|
Purchaser
|
Software
|
Acquisition of software developer
|
$16.7 million
|
None
|
|
Purchaser
|
Water Treatment and Conditioning
|
Acquisition of a commercial water treatment and conditioning enterprise
|
$16.5 million
|
None
|
|
Seller
|
Software
|
Sale of software services company to newly-formed subsidiary
|
$16.3 million
|
None
|
|
Seller
|
Pharmaceutical Testing
|
Asset sale and purchase agreement with pharmaceutical testing company
|
$15.8 million
|
None
|
|
Purchaser
|
Insurance
|
Reverse triangular merger in which client acquired all of target company
|
$15.1 million
|
None
|
|
Purchaser
|
Water and Wastewater Equipment
|
Acquisition of a municipal and industrial water and wastewater capital equipment
manufacturer
|
$15 million
|
None
|
|
Seller
|
Consumer Products
|
Merger of publicly traded consumer products company
|
$15 million
|
Berwind Financial, L.P.
|
|
Seller
|
Cosmetics
|
Sale of stock of Nasdaq-listed company
|
$15 million
|
Berwind Financial, L.P.
|
|
Purchaser
|
Software
|
Acquisition of privately held software developer by Nasdaq-listed company
|
$15 million
|
None
|
|
Purchaser
|
Telecommunications
|
Purchase of stock and assets of privately-held Canadian telecommunications carrier
|
$15 million
|
None
|
|
Seller
|
Technology
|
Sale of assets of a Nasdaq-listed company to subsidiary of Fortune 10 company
|
$15 million
|
Compass Capital
|
|
Purchaser
|
Consulting Services
|
Management buy-out structured using an ESOP to acquire engineering-consulting business
from NYSE-listed company
|
$15 million
|
None
|
|
Purchaser
|
Diagnostics
|
Stock-for-stock roll-up of diagnostics businesses
|
$15 million
|
Oppenheimer; Robertson Stephens
|
|
Purchaser
|
Managed Care
|
Acquisition of privately-held managed care service provider by Nasdaq-listed insurance
company
|
$15 million
|
None
|
|
Seller
|
Software
|
Sale of Swedish software company
|
$15 million
|
None
|
|
Purchaser
|
Bio-Tech Diagnostics
|
Acquisition of privately held manufacturer of antibodies
|
$15 million
|
None
|
|
Purchaser
|
Aircraft Charter Management/Services
|
Acquisition of the assets of an aircraft charter management services business located
in New York, and related senior debt, mezzanine debt and equity financings
|
$14 million
|
None
|
|
Purchaser
|
Food & Beverages
|
Acquisition of the assets of a division of a multinational food manufacturer
|
$14 million
|
None
|
|
Seller
|
Heating and Air Conditioning Contractor and Service
|
Sale of stock of holding company and subsidiaries to electric public utility
|
$14 million
|
Houlihan Lokey Howard & Zukin Capital
|
|
Seller
|
Technology/Business Solutions
|
Sale of process manufacturing business
|
$13.5 million
|
Golden Gate Capital
|
|
Seller
|
Polymers Business
|
Sale of substantially all of assets used in U.S. operations
|
$13.5 million
|
None
|
|
Seller
|
Insurance
|
Sale of stock
|
$13.3 million
|
None
|
|
Purchaser
|
Education
|
Acquisition of 100% securities of an educational institution and substantially all of the assets of a virtual educational institution
|
$12 million
|
None
|
|
Purchaser
|
Manufacturing
|
Acquisition of privately held maker of vinyl doors and windows
|
$12 million (approximately)
|
None
|
|
Seller
|
Building Materials
|
Sale of assets
|
$12 million
|
JP Morgan Chase Bank, N.A.
|
|
Purchaser
|
Manufacturing
|
Sale of stock
|
$11.5 million
|
None
|
|
Purchaser
|
Wireless communications technology
|
Acquisition of all assets of developer of wireless data communications technology
|
$11.5 million (approx.)
|
None
|
|
Seller
|
Data Backup Solutions
|
Sale of assets
|
$11
|
Cascadia Capital, LLC
|
|
Purchaser
|
Chemical Management
|
Acquisition of a chemical management services company through a purchase of assets.
|
$11 million
|
None
|
|
Purchaser
|
Pharmaceutical Market Research
|
Stock purchase by publicly held multi-media multinational company of privately held,
private equity backed, internet based pharmaceutical market research organization
|
$10.5 million
|
None
|
|
Purchaser
|
Sports
|
Acquisition of minor league baseball franchise
|
over $10 million (actual price not disclosed)
|
None
|
|
Purchaser
|
Manufacturing
|
Acquisition of Italian manufacturing business
|
£10 million
|
None
|
|
Purchaser
|
Pharmaceutical
|
Represented a leading manufacturer of insulin pumps and related technologies, in its acquisition of most of the assets of a developer of non-invasive glucose monitoring devices
|
$10 million
|
None
|
|
Seller
|
Plumbing and Heating Supplies
|
Sale of all of the outstanding equity to a nationwide distributor of heating and
plumbing supplies
|
$10 million
|
None
|
|
Purchaser
|
Medical Transcription Services
|
Acquisition of stock of a speech-to-data-recognition application services provider
located in the UK
|
$10 million
|
None
|
|
Seller
|
Biotech
|
Sale of biotech company to publicly traded biotech company
|
$10 million
|
None
|
|
Purchaser
|
Biotech Diagnostics
|
Acquisition of Nasdaq-listed diagnostics company
|
$10 million
|
Raymond James; Oppenheimer & Co.
|
|
Purchaser
|
Contract Research Organization
|
Acquisition by management and venture fund of pharmaceutical services company
|
$10 million
|
None
|
|
Seller
|
Electronics
|
Stock for Stock
|
$10 million
|
None
|
|
Purchaser
|
Electronic Security
|
Equity commitment to provider of electronic security solutions to multi-location
businesses
|
$10 million
|
None
|
|
Purchaser
|
Commercial Bakery
|
Acquisition of the assets of a privately held Philadelphia commercial bakery, and
related senior debt and equity financings
|
$8 million
|
None
|
|
Seller
|
Electronic Payment Technology
|
Sale of division to a global provider of secure payment infrastructure solutions
|
$8 million
|
None
|
|
Purchaser
|
Trademark Licensing
|
Acquisition of promotional products industry leader in bankruptcy proceedings
|
$8 million
|
None
|
|
Purchaser
|
Health Care (pharma, biotech, life science)
|
Represented a privately held GLP/GCP-compliant contract research organization (CRO), in connection with its acquisitions of a clinical and bioanalytical CRO headquartered in Groningen, The Netherlands and a majority stake in a clinical research company, in a full service phase 1 CRO headquartered in Hyderabad, India
|
€7.5 million
|
None
|
|
Purchaser
|
Pipe Fitting
|
Purchase from secured creditor of manufacturing company
|
$7 million
|
Glass & Associates
|
|
Buyer
|
Electronic Products
|
Acquisition by Paris branch of UK-based private equity fund of Italian company for
US based portfolio company
|
$6 million
|
none
|
|
Purchaser
|
Information Technology Staffing
|
Represented management and controlling shareholders in a tender offer followed by
short-form merger "going private" transaction
|
$5.5 million
|
Investec (Fairmount Partners) Legg Mason
|
|
Purchaser
|
Civil and Structural Engineering Services
|
Acquisition of substantially all of the assets of a leading provider of civil and
structural engineering services
|
$5.2 million (+ potential $600,000)
|
None
|
|
Purchaser
|
Cryogenic Technology
|
Acquisition of a cryogenic technology service provider
|
$5 million
|
None
|
|
Purchaser
|
Diagnostics
|
Acquisition of a publicly traded biotech company
|
$5 million
|
None
|
|
Purchaser
|
Hydraulic Power Fluid & Equipment
|
Asset purchase of distributor of hydraulic power fluid equipment and parts and built
to order hydraulic systems in Ohio, Michigan, Kentucky and Western Pennsylvania
|
$5 million
|
None
|
|
Purchaser
|
Sports
|
Acquisition of minor league professional hockey franchise
|
under $5 million (actual price not disclosed)
|
None
|
|
Seller
|
Software
|
Sale of privately held software company to Nasdaq-listed enterprise web solutions
company
|
$3.5 million
|
None
|
|
Seller
|
Transportation
|
Sale of assets pursuant to bankruptcy proceedings
|
$3.5 million
|
None
|
|
Purchaser
|
Service Lifecycle Management Solutions
|
Purchase of substantially all of the assets of a privately-held venture backed company
|
$3.3 million
|
None
|
|
Investor
|
Biotech
|
Sale of biotech "portfolio company" to a publicly traded biotech company
|
$3 million plus earn out
|
None
|
|
Purchaser
|
Internet Services Provider
|
Tax free reorganization/merger of privately held internet services provider into
publicly held provider
|
$3 million
|
None
|
|
Purchaser
|
Technology
|
Purchase of common stock on certain purchased assets; purchased assets consisting
of proprietary media technology that will be used in combination with new diagnostic
tests for food-borne pathogens, including salmonella and E.Coli
|
Approximately $2.5 million (actual price not disclosed)
|
None
|
|
Purchaser
|
Material process development
|
Acquisition of U.S. materials product, biosystem and process development firm
|
$2 million
|
None
|
|
Purchaser
|
Manufacturing
|
Acquisition of assets of metal products manufacturer
|
$1.5 million
|
None
|
