Podcast Category: Funds
Pepper partner Gregory J. Nowak has regularly hosted a roundtable in Pepper’s New York office for private funds and their managers to discuss issues in the investment management world. He has recently started to give a preview of the monthly topics to be covered on a national stage by speaking on a similar webinar series for West LegalEdcenter, part of Thomson Reuters. This podcast is a recording of Mr. Nowak’s webinar.
Topics discussed include (time codes) recent SEC enforcement activity (2:30); the matter of Laird Daniels, CPA (10:18) and the matter of Visionary Trading LLC (20:54); recent developments in crowdfunding (28:11); and lastly a peer-to-peer lending discussion (46:05).
PDF file of the PowerPoint slides from this webinar.