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Review of 2015 SEC and FINRA Enforcement Activity for Hedge Funds

Speakers: Gregory J. Nowak, Jay A. Dubow and Ivan B. Knauer

1/07/2016

Podcast Categories: Funds, Litigation, White Collar

Regulatory Roundtable Discussion

 

In this podcast, Pepper partner Gregory J. Nowak is joined by fellow partners Jay A. Dubow and Ivan B. Knauer for a comprehensive review of SEC and FINRA enforcement activity for 2015 and discuss what can we expect for 2016.

Download a copy of the PowerPoint slides.