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Investment Management Update: Focus on Data Privacy

Speakers: Gregory J. Nowak and Angelo A. Stio III

11/06/2014

Podcast Category: Funds

Investment Management Update: Focus on Data Privacy

Pepper partners Gregory J. Nowak and Angelo A. Stio III discussed data privacy and cybersecurity issues for investment funds during a recent webinar for West LegalEdcenter. This podcast is a recording of their session.

Topics covered include why is data privacy and security important (4:51); discussion of the SEC’s Office of Compliance Inspections and Examinations and FINRA scrutiny (9:40); encryption and personally identifiable information overview (14:07); how to protect trade data (20:46); the top threats to data privacy (22:48); what to do before a breach occurs (30:09); why cyber insurance is needed to cover for a cyber attack (33:42); and addressing a breach (46:40).

Download a copy of the PowerPoint Slides.

MP3 File