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Insight Center: Podcasts

Enterprise Risk Assessment

Investment Management Roundtable Series

Speaker: Gregory J. Nowak

10/31/2016

Podcast Categories: Financial, Funds

Pepper partner Gregory J. Nowak hosts a monthly Investment Management Roundtable for West LegalEdCenter. This session’s topic was enterprise risk assessment. Joining this program was Adam Depanfilis, Director at KPMG, and Jeff Lindenbaum, Chief Executive Officer at CQS.

The panel discussed the following topics:

  • Defining and understanding enterprise-wide risks (EWRs)
  • Addressing regulatory requirements for dealing with EWRs
  • Effective compliance strategies in today’s regulatory environment.

Download a copy of the PowerPoint slides from this session.