The Deal and Pepper Hamilton LLP Podcast Series: Social Media - Compliance Issues for Financial Firms

Monday, June 25, 2012

Julia D. Corelli, a partner in the commercial department of Pepper Hamilton and co-chair of both the firm's Fund Services Group and its commercial department, discusses compliance issues arising from social media use at financial firms. In this podcast Corelli goes over the key issues in compliance policy, record keeping and supervision that the Securities and Exchange Commission is looking at.