POWER OF INTELLIGENCE

Insight Center: Webinars

PLI's Storming the Gatekeepers Program, 'The Responsibilities of In-House Counsel and Compliance Personnel'

Speaker: Jay A. Dubow

9/05/2018
9:00 AM-5:00 PM (ET)
PLI's Storming the Gatekeepers Program, 'The Responsibilities of In-House Counsel and Compliance Personnel'

Jay A. Dubow, a partner with Pepper Hamilton, a member of the firm’s White Collar Litigation and Investigations Practice Group, and a co-chair of the Securities and Financial Services Enforcement Group, will be speaking at the Practising Law Institute's program titled "Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018." Mr. Dubow will be a part of the 9:15–10:45 AM panel discussing "The Responsibilities of In-House Counsel and Compliance Personnel."

Key topics include:

  • What are the types of “red flags” that should prompt gatekeepers to take action?
  • What does the government expect from in-house counsel and compliance personnel when they are exposed to “red flags?”
  • What are the risks to in-house counsel and compliance personnel whose responses are viewed as inadequate?
  • How can compliance and legal teams minimize their own liability and protect their employers at the same time?
  • What can and should management do to supervise compliance and legal functions?
  • What lessons can be learned from recent government cases?

CLE credit available.
This event will also be available as a live webcast.

Location

PLI New York Center
1177 Avenue of the Americas - 2nd Fl.
New York, NY 10036

Registration

$1,850

Register Now

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