Pepper Hamilton is a proud supporter of the PEI Private Fund Compliance Forum. This annual event gives practical guidance from experienced Chief Compliance Officers, General Counsels and SEC officials who share their knowledge on the latest topics keeping the compliance community up at night.
On May 10, Julia D. Corelli, a partner with Pepper Hamilton’s Corporate and Securities Practice Group and co-chairs of its Funds Services Group, a core constituent of Pepper’s Investment Funds Industry Group, will be speaking on the panel, "Fees and Expenses: How to Implement a Testing Program."
The panel will cover:
- An examination of fees being charged to funds
- What are you currently testing?
- Taking a practical approach-how to test and what to look for
- Innovative programs firms are implementing
- Fee reporting: are more enforcement actions coming down the pipeline?
- Use of technology to assist the process.