Jay A. Dubow, member of Pepper’s White Collar Litigation and Investigations Practice Group and co-chair of the Securities and Financial Services Enforcement Group, and Gay Parks Rainville, of counsel and co-chair of Pepper's Securities and Shareholder Litigation Section of the Commercial Litigation Practice Group, will be speaking at the Philadelphia Bar Institute's 18th Annual Federal Securities Law Forum.
Don’t miss this opportunity to hear from experienced practitioners and U.S. Securities and Exchange Commission officials as they focus on the state of the law and proposed developments in the constantly changing federal securities arena.
Morning Session Topics:
- proxy access proposals and the 40-year battle over exclusion
- investor engagement and shareholder activism
- recent regulatory developments in response to Dodd Frank corporate governance and ’34 Act registration provisions
- current accounting and PCAOB developments
- Delaware corporate law developments
- capital raising outside of the registration process in the wake of the JOBS Act
- Q&A
Afternoon Session Topics:
- private securities litigation update
- recent SEC developments
- course hypotheticals (ethics)
Content contributed by attorneys of Troutman Sanders LLP and Pepper Hamilton LLP prior to April 1, 2020, is included here, together with content contributed by attorneys of Troutman Pepper (the combined entity) after the merger date.