Investment Management Roundtable - November 2015
Please join Pepper Hamilton partner, Gregory J. Nowak, for the monthly survey of what’s happening now in the world of investment management and hedge funds. This month, Mr. Nowak will be joined by his Pepper partners Jay A. Dubow and Ivan B. Knauer for a comprehensive review of SEC and FINRA enforcement activity for 2015. What can we expect for 2016?
CLE credit available.
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